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Monthly Archives: March 2020

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Reasons for an Amended 10-K: 2019

Posted on March 17, 2020 by Kristyn Plante

Form 10-K, an annual report filed by US-based public registrants, is the most comprehensive source of information regarding a company’s financials and its underlying business. These reports are thoroughly scrutinized by investors and other users, which explains why they need … Continue reading →

Posted in Financial Restatements, Internal Controls (ICFR - SOX 404), Quality of Reporting, SEC Comment Letters

Auditor Rotation on the FTSE MIB

Posted on March 12, 2020 by Krystle Beaubrun

The FTSE MIB is the benchmark stock index consisting of the 40 most traded companies on the Borsa Italiana. In this post, we’ll examine the auditor tenure and rotation for these companies.  Though Italy formally adopted the EU Audit Reform Directive … Continue reading →

Posted in Auditor Changes, Europe

An Updated Overview of CAMs

Posted on March 11, 2020 by Derryck Coleman and Jessica McKeon

Critical audit matters (CAMs), as required by AS 3101, took effect for audits of large accelerated filers with fiscal years ending on or after June 30, 2019. The majority of large accelerated filers have fiscal years ending on December 31, … Continue reading →

Posted in Accounting + Oversight, Critical Audit Matters

A Twelve Year Review of Canadian Audit Fees and Non-Audit Fees

Posted on March 10, 2020 by Patricia Ntiamoah and Ryan Dalli

In this post, we’ll take a look at the audit fees and non-audit fees disclosed by Canadian issuers that filed with SEDAR from 2007 to 2018.1 For Canadian companies, the compensation of the external auditor is disclosed pursuant to the Multilateral … Continue reading →

Posted in Audit Fees - Canada, Canada (SEDAR)

SEC Provides Relief for Registrants Affected by Coronavirus

Posted on March 6, 2020 by Nicole Hallas and Jessica McKeon

On Wednesday, March 4th, the US Securities and Exchange Commission (SEC) announced that it is providing conditional regulatory relief for publicly traded companies facing challenges from the impact of the coronavirus. The effects of COVID-19 may present challenges for certain … Continue reading →

Posted in Coronavirus, Late Filings, SEC

Auditor Changes Roundup: 2019 Annual Summary

Posted on March 4, 2020 by Nicole Hallas and William He

Deloitte, with a net of 26 SEC audit clients, accounts for the largest number of new clients among all audit firms in 2019. Prager Metis followed with a net of 21 SEC audit clients. Deloitte’s 37 total engagements in 2019 … Continue reading →

Posted in Audit + Compliance, Auditor Changes, Initial Public Offerings (IPO), Market Share

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