The Audit Analytics Broker-Dealer database contains information from over 84,000 focus reports filed by approximately 8,800 broker-dealers since January 1, 2001. Key data points collected include auditor, revenue, total assets, and contacts. In this post, we take a look at … Continue reading
Author Archives: Casey Furtado
Broker-Dealer Market Share by Assets
Our last post, Who Audits Broker-Dealers, discussed the auditor market share of broker-dealers simply by the number of clients audited. The total assets of a company provides a general idea of how large a company is, and we use this … Continue reading
Who Audits Broker-Dealers
Launched back in 2009, the Audit Analytics Broker-Dealer database now has nearly 16 years worth of audited annual and quarterly reports submitted to the SEC by broker- dealers. Key data points include auditor of the financial statements, assets, revenue, and contacts. For … Continue reading