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Category Archives: Funds + Securities

Who Audits Mutual Funds – Mutual Fund Audit Fees

Posted on February 18, 2021 by Derryck Coleman

Wrapping up our series on mutual funds, here we examine the market share for audit and non-audit fees by audit firm. The Audit Analytics’ Funds + Securities Audit Fee database tracks audit and non-audit fees paid by mutual funds to … Continue reading →

Posted in Audit Fees, Funds + Securities, Market Share, Mutual Funds

Pledged Securities in SPACs Pose Double Risk

Posted on February 17, 2021 by Madeleine Conley and Nicole Hallas

Pledging securities, when a beneficial owner pledges their company shares as collateral, poses significant risks to corporate governance and share price. This risk is heightened when securities related to a special purpose acquisition company (SPAC) investment are pledged, due to … Continue reading →

Posted in Corporate Governance, Funds + Securities, Initial Public Offerings (IPO)

Who Audits Mutual Funds – Fund Type Market Share

Posted on February 11, 2021 by Derryck Coleman

In this third installment of the mutual fund market share series, we look at how fund type impacts the audit market, analyzing 6 fund types. Continue reading →

Posted in Auditor Engagements, Funds + Securities, Market Share, Mutual Funds

Who Audits Mutual Funds – Regional Market Shares

Posted on February 5, 2021 by Derryck Coleman

Auditor Market Share Continue reading →

Posted in Funds + Securities, Market Share, Mutual Funds

Who Audits Mutual Funds – An Overview

Posted on January 28, 2021 by Derryck Coleman

Mutual funds are often seen as a safer, more predictable method of investing in the capital markets. Warren Buffet, the legendary investor and one of the world’s richest men, consistently espouses the benefits of investing in “an S&P 500 low-cost … Continue reading →

Posted in Funds + Securities, Market Share, Mutual Funds

Risk of Pledged Securities for Public Companies

Posted on January 21, 2021 by Nicole Hallas

Pledged securities – shares of a public company that are pledged by their owner as collateral – present a potentially serious risk to a company’s governance and share price. When a major owner of a company pledges their shares, it exposes the company … Continue reading →

Posted in Corporate Governance, Funds + Securities, Red Flags
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