Launched back in 2009, the Audit Analytics Broker-Dealer database now has nearly 16 years worth of audited annual and quarterly reports submitted to the SEC by broker- dealers. Key data points include auditor of the financial statements, assets, revenue, and contacts. For … Continue reading
Category Archives: OIA (Other Independent Audits)
Single-Audit Leaders in Worcester County, MA
Audit Analytics publishes a lot of auditor market intelligence, usually with an eye towards the national marketplace. In this post we turn to our own backyard, namely Worcester County, Massachusetts. Bollus Lynch may not have any public companies in its … Continue reading
The Global Six and Auditor Alliance Market Share
Readers of this blog are certainly familiar with the Big Four and the Global Six, but there are a number of firm “alliances” that, while quite large and active, are perhaps not as well known. In particular, the member firms … Continue reading
Wealth Magnets: Assets Under Management at Top CPA Financial Planners
Accounting Today recently released a report on Wealth Magnets: Facing Down Uncertainty by Daniel Hood. Data provided by the Audit Analytics Registered Investment Adviser database showed the top-ranking CPA firms by assets under management (AUM). In addition, some of the … Continue reading
NAIC Insurance Company Fee Disclosure Analysis
The National Association of Insurance Commissioners (NAIC) is the U.S. standard-setting and regulatory support organization created and governed by the chief insurance regulators from the 50 states, the District of Columbia and five U.S. territories. Through the NAIC, state insurance … Continue reading
New Auditor Market Share Analysis
The National Association of Insurance Commissioners (NAIC) is the U.S. standard-setting and regulatory support organization created and governed by the chief insurance regulators from the 50 states, the District of Columbia and five U.S. territories. Through the NAIC, state insurance … Continue reading
Who Audits Bank Holding Companies
Bank holding companies (BHCs) have come under the microscope of regulators in the years following the Great Recession, mainly for their perceived link to the subprime mortgage crisis. Supervised by the Federal Reserve, BHCs with total consolidated assets over $500 … Continue reading