Main menu

Skip to primary content
Skip to secondary content
  • Home
  • Blog
  • About
  • Contact

Author Archives: Joey Bonaldi

Post navigation

← Older posts

Trends in Disclosure Controls: 2010-2017

Posted on February 19, 2019 by Joey Bonaldi

Audit Analytics has released a new report, Trends in Disclosure Controls: 2010 – 2017, which takes a closer look at the research initially discussed in our annual disclosure controls trends blog published in December. The analysis is multifaceted, diving deeper … Continue reading →

Posted in Disclosure Controls (SOX 302), Reports

Ineffective Disclosure Controls, a Twelve Year Update

Posted on December 19, 2018 by Joey Bonaldi and Nicolas Fjellman

Last year, we discussed the rise in information technology-related disclosures in both effective and ineffective disclosure controls among the Russell 3000. In this post, we continue our analysis by taking a closer look at all 26 issues that were flagged in … Continue reading →

Posted in Disclosure Controls (SOX 302)

SEC Comment Letters: A Seven Year Trend

Posted on July 13, 2018 by Joey Bonaldi

It is time once again to look at macro trends in SEC Comment Letters. As with every year we will look primarily at comments from 10-K’s and 10-Q’s, but like last year we will also be analyzing 8-K’s and what … Continue reading →

Posted in Non-GAAP, SEC Comment Letters

Peer Benchmarking and Trends in Executive Compensation: 2017 Update

Posted on December 19, 2017 by Joey Bonaldi

Companies use peer groups to gain insight and help set executive pay ranges in comparison to its competitors. Generally, peer groups used for benchmarking are selected to reflect the target company in some way. Peers usually include close competitors or companies of a … Continue reading →

Posted in Corporate Governance, SEC

Ineffective Disclosure Controls, an Eleven Year Update

Posted on November 14, 2017 by Joey Bonaldi and Nicolas Fjellman

Section 302 of the Sarbanes-Oxley Act (SOX 302) mandates that public companies establish a system of effective Disclosure Controls. The signing officers are required to certify that that they (1) are responsible for establishing and maintaining disclosure controls and procedures, … Continue reading →

Posted in Disclosure Controls (SOX 302)

Is the SEC Captured? Evidence from Comment Letter Reviews

Posted on August 1, 2017 by Joey Bonaldi

In this post, we look at a recent academic paper titled “Is the SEC Captured? Evidence from Comment-Letter Reviews”. Using Audit Analytics’ SEC Comment Letter database, the authors, Jonas Heese, Mozaffar Khan, and Karthik Ramanna, research if having political connections (PC) creates a … Continue reading →

Posted in Academia, SEC Comment Letters

SEC Comment Letters: A Six Year Trend

Posted on June 13, 2017 by Joey Bonaldi

In this annual blog, we aim to discuss macro trends in SEC Comment Letters issued between 2010 and 2016. We typically focus on comments related to annual and quarterly filings of 10-K filers. This year, however, we provide some insight … Continue reading →

Posted in SEC Comment Letters

Post navigation

← Older posts
Subscribe to Receive Our Content

Contact Us

Audit Analytics offers a suite of research products. For more information, please follow the link below.
Request Subscription Info

Topics

Recent Posts

  • The Ukrainian-Russian Conflict’s Effect on European Key Audit Matters
  • 2021 Auditor Market Share of Broker-Dealers
  • 2021 Auditor Market Share of Insurance Companies

Archives

  • March 2023
  • February 2023
  • January 2023
  • December 2022
  • November 2022
  • October 2022
  • September 2022
  • August 2022
  • July 2022
  • June 2022
  • May 2022
  • April 2022
  • March 2022
  • February 2022
  • January 2022
  • December 2021
  • November 2021
  • October 2021
  • September 2021
  • August 2021
  • July 2021
  • June 2021
  • May 2021
  • April 2021
  • March 2021
  • February 2021
  • January 2021
  • December 2020
  • November 2020
  • October 2020
  • September 2020
  • August 2020
  • July 2020
  • June 2020
  • May 2020
  • April 2020
  • March 2020
  • February 2020
  • January 2020
  • December 2019
  • November 2019
  • October 2019
  • September 2019
  • August 2019
  • July 2019
  • June 2019
  • May 2019
  • April 2019
  • March 2019
  • February 2019
  • January 2019
  • December 2018
  • November 2018
  • October 2018
  • September 2018
  • August 2018
  • July 2018
  • June 2018
  • May 2018
  • April 2018
  • March 2018
  • February 2018
  • January 2018
  • December 2017
  • November 2017
  • October 2017
  • September 2017
  • August 2017
  • July 2017
  • June 2017
  • May 2017
  • April 2017
  • March 2017
  • February 2017
  • January 2017
  • December 2016
  • November 2016
  • October 2016
  • September 2016
  • August 2016
  • July 2016
  • June 2016
  • May 2016
  • April 2016
  • March 2016
  • February 2016
  • January 2016
  • December 2015
  • November 2015
  • October 2015
  • September 2015
  • August 2015
  • July 2015
  • June 2015
  • May 2015
  • April 2015
  • March 2015
  • February 2015
  • January 2015
  • December 2014
  • November 2014
  • October 2014
  • September 2014
  • August 2014
  • July 2014
  • June 2014
  • May 2014
  • April 2014
  • March 2014
  • February 2014
  • January 2014
  • December 2013
  • November 2013
  • October 2013
  • September 2013
  • August 2013
  • July 2013
  • June 2013
  • May 2013
  • March 2013
  • February 2013
  • January 2013
  • December 2012
  • November 2012
  • October 2012


© 2023 Audit Analytics Adjust Cookie Consent
(508) 476-7007 | 9 Main Street Suite 2F, Sutton, MA 01590